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Russian cabinet strengthens FCSMs position
The Russia Cabinet has approved key provision of a Code of Corporate Governance being drafted by the Federal Commission for the Securities Market (FCSM). The decision strengthens the position of the securities market watchdog, who through chairman..
Online Published Date:
01 December 2000
Appeared in issue:
December 2000 - 01 December 2000
Nasdaq files for exchange status
In its latest attempt to break away from its parent organisation, Nasdaq, the screen-based stock market, has filed with federal regulators for exchange status.
The move is likely to prove a controversial one with rival US exchanges, in particular..
Online Published Date:
01 December 2000
Appeared in issue:
December 2000 - 01 December 2000
Newspoints
SEC probe into claims of kickbacks
Online Published Date:
01 December 2000
Appeared in issue:
December 2000 - 01 December 2000
Malaysia
Code on Corporate Governance
Online Published Date:
01 December 2000
Appeared in issue:
December 2000 - 01 December 2000
Hong Kong
Securities and Futures Bill
Online Published Date:
01 December 2000
Appeared in issue:
December 2000 - 01 December 2000
US
SEC adopts rules designed to enhance effectiveness of Mutual Fund Directors
Online Published Date:
01 December 2000
Appeared in issue:
December 2000 - 01 December 2000
HM Treasury consults on Civil Actionability of FSA Rules
In this article Joanna Gray examines the main issues in the current HM Treasury Consultation process on the Draft Financial Services and Markets Act 2000 (Rights of Action) Regulations 2001.
Online Published Date:
01 December 2000
Appeared in issue:
December 2000 - 01 December 2000
EU
Proposed new solvency margin requirements
Online Published Date:
01 December 2000
Appeared in issue:
December 2000 - 01 December 2000
Commission releases two communications on the ISD
Karel Lannoo, Senior Research Fellow, Centre for European Policy Studies. Klannoo@ceps.be
Online Published Date:
01 December 2000
Appeared in issue:
December 2000 - 01 December 2000
The Lamfalussy Committee presents modest, but important, proposals
Mattias Levin, Research Fellow, Centre for European Policy Studies. mattias.levin@ceps.be
Online Published Date:
01 December 2000
Appeared in issue:
December 2000 - 01 December 2000
Regulatory review of 2000
With the beginning of a new regulatory year, it is appropriate to reflect on some of the more important recent developments which have occurred in the banking and financial area and to attempt to identify some of the more significant areas of gap, omission or deficiency which persist. Here George Walker examines whether the efforts of the past twelve months will lead to greater harmonisation and more effective regulatory structures.
Online Published Date:
01 December 2000
Appeared in issue:
December 2000 - 01 December 2000